Director of Compliance
Direct Phone: 416-847-1767 x515
Lorne is Director of Compliance at Aventine. His role involves working with the Chief Compliance Officer and other senior management of Aventine to ensure that the overall compliance program in place at the firm reflects industry best practice and current regulatory guidelines in each jurisdiction in which we operate.
Lorne has over 30 years experience as a compliance, credit and risk management professional in the investment industry and has held senior compliance roles in investment dealing businesses of ScotiaBank, TD Bank, Royal Bank of Canada and Bank of Montreal. Recently, as Head of Retail Compliance for BMO Nesbitt Burns and BMO InvestorLine he established comprehensive compliance monitoring processes for a team of 40 compliance professionals under his report and had direct access to BMO’s corporate Board of Directors. Lorne is recognized as a compliance expert and his advice, assessment and testimony are frequently sought in regards to various investment compliance matters being tried before the courts.